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Francis Gallo

Sanctuary Advisors, LLC

Miami, FL

Southbury, CT

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Current Employers
Sanctuary Advisors, Llc

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-09-13
  • CT RA
    APPROVED
    Since 2021-09-13

Branch Locations

1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States

555 Heritage Road Ste. 2W, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearstructure Financial Technology Danbury CT 05/2018 06/2020
Shenkman Capital Management Stamford CT 11/2002 02/2018
Lpl Financial Llc Durham CT 08/2020 09/2020
People'S Securities, Inc. Bridgeport CT 10/2020 09/2021
Sanctuary Wealth Shelton CT 09/2021 Present
  • 05/2018 → 06/2020
    Clearstructure Financial Technology
    Danbury, CT
  • 11/2002 → 02/2018
    Shenkman Capital Management
    Stamford, CT
  • 08/2020 → 09/2020
    Lpl Financial Llc
    Durham, CT
  • 10/2020 → 09/2021
    People'S Securities, Inc.
    Bridgeport, CT
  • 09/2021 → Present
    Sanctuary Wealth
    Shelton, CT
Previous Registrations
  • 2020-11-12 → 2021-09-10
    People'S United Advisors, Inc.
    Wilmington, DE
  • 2020-08-11 → 2020-11-04
    Lpl Financial Llc
    Durham, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-03
S65 Uniform Investment Adviser Law Examination 2020-06-08
  • S63 Uniform Securities Agent State Law Examination
    2020-07-03
  • S65 Uniform Investment Adviser Law Examination
    2020-06-08
Other Names
  • Fran Gallo
  • Francis Joseph Gallo
  • Francis Gallo
  • Francis Joseph Gallo

View on SEC IAPD

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