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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-19
  • TX RA
    APPROVED
    Since 2021-08-19

Branch Locations

112 East Pecan Street, San Antonio, TX 78205 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 05/2014 08/2021
Bbva Securities Inc. San Antonio TX 05/2014 08/2021
Bbva Wealth Solutions Inc. San Antonio TX 06/2014 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 06/2014 08/2021
Pnc Investments San Antonio TX 08/2021 Present
  • 05/2014 → 08/2021
    Compass Bank
    Birmingham, AL
  • 05/2014 → 08/2021
    Bbva Securities Inc.
    San Antonio, TX
  • 06/2014 → 08/2021
    Bbva Wealth Solutions Inc.
    San Antonio, TX
  • 06/2014 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 08/2021 → Present
    Pnc Investments
    San Antonio, TX
Previous Registrations
Other Businesses

01/2020 / Owner / Prestige Worldwide Development LLC / Non-Investment related / Zero hours during trading hours

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-01-20
S66 Uniform Combined State Law Examination 2002-10-17
  • S63 Uniform Securities Agent State Law Examination
    2005-01-20
  • S66 Uniform Combined State Law Examination
    2002-10-17

View on SEC IAPD

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