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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marathon A Subsidiary Of Stadion Money Management | Watkinsville | GA | 06/2013 | 01/2020 |
| Alps Distributors, Inc. | Denver | CO | 06/2013 | 01/2020 |
| Hartford Funds Distributors, Llc | Wayne | PA | 02/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-13 |
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