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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-02-10 |
| CA | RA | APPROVED | 2026-01-02 |
Branch Locations
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
580 California Street Suite 2000, San Francisco, CA 94104 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED | 2025-01-16 |
Branch Locations
580 California Street Suite 2000, San Francisco, CA 94104 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Francisco | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 01/2025 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 01/2025 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 01/2025 | Present |
| Alan Astor Llc | Napa | CA | 01/2024 | Present |
1) Alan Astor LLC; Non Investment-Related; Napa, CA; Vineyard; Owner; 01/2024; Devote 0 hours during market hours 2) ASHTON THOMAS PRIVATE WEALTH, LLC; YES, INVESTMENT RELATED; 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY FIRM; INVESTMENT ADVISOR; 1/16/2025; 40 HOURS/WEEK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-11 |
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