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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-10
CA RA APPROVED 2026-01-02
  • MA RA
    APPROVED
    Since 2026-02-10
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES

580 California Street Suite 2000, San Francisco, CA 94104 • United States

Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-17
TX RA APPROVED 2025-01-16
  • CA RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-16

Branch Locations

580 California Street Suite 2000, San Francisco, CA 94104 • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Francisco CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 01/2025
Ashton Thomas Private Wealth, Llc Scottsdale AZ 01/2025 Present
Ashton Thomas Securities, Llc Rochester NY 01/2025 Present
Alan Astor Llc Napa CA 01/2024 Present
Previous Registrations
  • 2011-01-03 → 2025-01-22
    San Francisco, CA
    Napa, CA
  • 2008-09-17 → 2011-01-03
    Wells Fargo Investments, Llc
    San Francisco, CA
  • 2006-08-14 → 2008-09-24
    Lehman Brothers Inc.
    New York, NY
    San Francisco, CA
  • 2002-11-04 → 2006-08-17
    San Francisco, CA
Other Businesses

1) Alan Astor LLC; Non Investment-Related; Napa, CA; Vineyard; Owner; 01/2024; Devote 0 hours during market hours 2) ASHTON THOMAS PRIVATE WEALTH, LLC; YES, INVESTMENT RELATED; 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY FIRM; INVESTMENT ADVISOR; 1/16/2025; 40 HOURS/WEEK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-11
  • S66 Uniform Combined State Law Examination
    2002-10-11

View on SEC IAPD

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