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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-22
VA RA APPROVED 2021-08-31
TX RA APPROVED_RES 2021-08-30
  • NC RA
    APPROVED
    Since 2023-03-22
  • VA RA
    APPROVED
    Since 2021-08-31
  • TX RA
    APPROVED_RES
    Since 2021-08-30

Branch Locations

1750 Kraft Dr Ste 1190, Blacksburg, VA 24060 • United States

3119 Chaparral Drive, Roanoke, VA 24018 • United States

140 Town Center Street, Daleville, VA 24083 • United States

2121 Electric Road, Roanoke, VA 24018 • United States

800 Arendell St Ste 175, Morehead City, NC 28557 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Roanoke VA 08/2014 10/2017
Cetera Advisor Networks El Segundo CA 10/2017 08/2021
Valley Wealth Group, Inc Roanoke VA 10/2017 Present
Lpl Financial Llc Roanoke VA 08/2021 Present
  • 08/2014 → 10/2017
    Investment Centers Of America
    Roanoke, VA
  • 10/2017 → 08/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2017 → Present
    Valley Wealth Group, Inc
    Roanoke, VA
  • 08/2021 → Present
    Roanoke, VA
Previous Registrations
  • 2017-10-18 → 2021-08-31
    Cetera Wealth Services, Llc
    Roanoke, VA
    Moneta, VA
    Lexington, VA
    Lynchburg, VA
    Salem, VA
    Daleville, VA
    Roanoke, VA
  • 2014-08-18 → 2017-12-31
    Investment Centers Of America, Inc.
    Roanoke, VA
    Roanoke, VA
    Hardy, VA
    Roanoke, VA
    Roanoke, VA
    Daleville, VA
    Salem, VA
    Moneta, VA
  • 2007-12-19 → 2014-08-25
    Truist Investment Services, Inc.
    Bedford, VA
    Roanoke, VA
    Daleville, VA
    Hardy, VA
    Vinton, VA
    Roanoke, VA
    Roanoke, VA
    Lynchburg, VA
    Lynchburg, VA
    Roanoke, VA
    Roanoke, VA
    Roanoke, VA
  • 2005-05-19 → 2007-12-12
    Osaic Fs, Inc.
    Roanoke, VA
    Roanoke, VA
  • 2002-11-04 → 2005-04-15
    Roanoke, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2002-11-01

View on SEC IAPD

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