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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2021-10-19 |
| FL | RA | APPROVED | 2021-10-07 |
| NV | RA | APPROVED | 2021-10-07 |
| CO | RA | APPROVED | 2021-08-25 |
| NY | RA | APPROVED | 2021-07-29 |
| TX | RA | APPROVED_RES | 2021-07-27 |
Branch Locations
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
Miami, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York | NY | 06/2010 | 07/2021 |
| Ubs Financial Services Inc. | Coral Gables | FL | 07/2021 | Present |
FREEMAN'S RESTAURANT, NEW YORK, NY. NOT INVESTMENT BUSINESS RELATED. TITLE: PARTNER; DUTIES: I have monthly calls with the 6 managers and partner on current situation of the restaurant and bar, as well as forward plans. I have evening and weekend calls with partner. Time reqd during trading hours?: no start date: 8/31/2010
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-18 |
| S66 | Uniform Combined State Law Examination | 2000-02-22 |
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