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Wallace Clifford Jones

Wj Financial Advisors, LLC

Killingworth, CT

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Current Employers
Wj Financial Advisors, Llc

255 Route 80 Suite 201, Killingworth, CT 06419 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-04-13
  • CT RA
    APPROVED
    Since 2007-04-13

Branch Locations

255 Route 80 Suite 201, Killingworth, CT 06419 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wj Financial Advisors, Llc Killingworth CT 11/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-05
  • S65 Uniform Investment Adviser Law Examination
    2007-03-05
Designations

View on SEC IAPD

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