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Wallace Clifford Jones

Wj Financial Advisors, LLC

Killingworth, CT

CRD 4577739

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Employer firm

Wj Financial Advisors, LLC CRD 142761

$203M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Wj Financial Advisors, Llc

255 Route 80 Suite 201, Killingworth, CT 06419 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2007-04-13
  • CT RA
    APPROVED
    Since 2007-04-13

Branch Locations

255 Route 80 Suite 201, Killingworth, CT 06419 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wj Financial Advisors, Llc Killingworth CT 11/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-05
  • S65 Uniform Investment Adviser Law Examination
    2007-03-05
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

MBM CAP LLC
FROSTGATE, LLC
LPL FINANCIAL LLC

Nearby Investors

Brandon J LaChance
Dante Bailey
JOSEPH DAVID GIACCONE

Nearby Offices

MBM CAP LLC · MADISON, CT
FROSTGATE, LLC · MADISON, CT
LPL FINANCIAL LLC · MADISON, CT

More in Killingworth, CT

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