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Current Employers
Summit Global Investments, Llc

620 South Main Street, Bountiful, UT 84010 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-04-07
  • CO RA
    APPROVED
    Since 2025-04-07

Branch Locations

620 South Main Street, Bountiful, UT 84010 • United States

Grand Junction, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Gunnison CO 04/2022 10/2023
World Financial Group, Inc. Gunnison CO 02/2020 10/2023
Nexus Custom Homes, Llc Grand Junction CO 07/2019 Present
Raca, Llc Grand Junction CO 05/2016 10/2025
Coloramo Federal Credit Union Grand Junction CO 11/2018 10/2019
Academy Bank Grand Junction CO 11/2016 10/2018
Homemaker Grand Junction CO 06/2016 10/2016
Jrk Land Company, Llc Windsor CO 02/2022 Present
Summit Global Investments Bountiful UT 10/2023 Present
United Planners Financial Services Scottsdale AZ 01/2024 10/2025
Richard Keith Brown Grand Junction CO 12/2020 Present
Equity Services, Inc Montpelier VT 12/2025 Present
  • 04/2022 → 10/2023
    Transamerica Financial Advisors, Inc
    Gunnison, CO
  • 02/2020 → 10/2023
    World Financial Group, Inc.
    Gunnison, CO
  • 07/2019 → Present
    Nexus Custom Homes, Llc
    Grand Junction, CO
  • 05/2016 → 10/2025
    Raca, Llc
    Grand Junction, CO
  • 11/2018 → 10/2019
    Coloramo Federal Credit Union
    Grand Junction, CO
  • 11/2016 → 10/2018
    Academy Bank
    Grand Junction, CO
  • 06/2016 → 10/2016
    Homemaker
    Grand Junction, CO
  • 02/2022 → Present
    Jrk Land Company, Llc
    Windsor, CO
  • 10/2023 → Present
    Summit Global Investments
    Bountiful, UT
  • 01/2024 → 10/2025
    United Planners Financial Services
    Scottsdale, AZ
  • 12/2020 → Present
    Richard Keith Brown
    Grand Junction, CO
  • 12/2025 → Present
    Equity Services, Inc
    Montpelier, VT
Previous Registrations
Other Businesses

*SUMMIT GLOBAL INVESTMENTS, LLC. 2491 FOUNTAIN GREENS PL, A-6, GRAND JUNCTION CO 81505 - FINANCIAL ADVISOR - REGISTERED INVESTMENT ADVISOR - GJUNCTION, CO - SINCE 10/2023 - INVESTMENT RELATED. DURING TRADE HRS. *RICHARD K. BROWN - INSURANCE AGENT. 2491 FOUNTAIN GREENS PL, A-6, GRANDJUNCTION CO 81505 - NON-VARIABLE INSURANCE - GRAND JUNCTION, CO - SINCE 10/2023 - INVESTMENT RELATED. DURING TRADE HRS. *JRK LAND COMPANY, LLCPLEASANT VIEW RIDGE, LONGMONT CO. DEVELOPER/BUILDER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - WINDSOR, CO - SINCE 02/202INVESTMENT RELATED. DURING TRADE HRS. *NEXUS CUSTOM HOMES, LLC - 2491 FOUNTAIN GREENS PL, A-6, GRAND JUNCTION CO 81505. OWNER - REAL ESTATEDEVELOPMENT, CONSTRUCTION AND SALES - GRAND JUNCTION, CO - SINCE 07/2019 - INVESTMENT RELATED. DURING TRADE HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-07
S63 Uniform Securities Agent State Law Examination 2022-08-09
  • S65 Uniform Investment Adviser Law Examination
    2023-02-07
  • S63 Uniform Securities Agent State Law Examination
    2022-08-09
Other Names
  • Rick Brown

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