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620 South Main Street, Bountiful, UT 84010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Gunnison | CO | 04/2022 | 10/2023 |
| World Financial Group, Inc. | Gunnison | CO | 02/2020 | 10/2023 |
| Nexus Custom Homes, Llc | Grand Junction | CO | 07/2019 | Present |
| Raca, Llc | Grand Junction | CO | 05/2016 | 10/2025 |
| Coloramo Federal Credit Union | Grand Junction | CO | 11/2018 | 10/2019 |
| Academy Bank | Grand Junction | CO | 11/2016 | 10/2018 |
| Homemaker | Grand Junction | CO | 06/2016 | 10/2016 |
| Jrk Land Company, Llc | Windsor | CO | 02/2022 | Present |
| Summit Global Investments | Bountiful | UT | 10/2023 | Present |
| United Planners Financial Services | Scottsdale | AZ | 01/2024 | 10/2025 |
| Richard Keith Brown | Grand Junction | CO | 12/2020 | Present |
| Equity Services, Inc | Montpelier | VT | 12/2025 | Present |
*SUMMIT GLOBAL INVESTMENTS, LLC. 2491 FOUNTAIN GREENS PL, A-6, GRAND JUNCTION CO 81505 - FINANCIAL ADVISOR - REGISTERED INVESTMENT ADVISOR - GJUNCTION, CO - SINCE 10/2023 - INVESTMENT RELATED. DURING TRADE HRS. *RICHARD K. BROWN - INSURANCE AGENT. 2491 FOUNTAIN GREENS PL, A-6, GRANDJUNCTION CO 81505 - NON-VARIABLE INSURANCE - GRAND JUNCTION, CO - SINCE 10/2023 - INVESTMENT RELATED. DURING TRADE HRS. *JRK LAND COMPANY, LLCPLEASANT VIEW RIDGE, LONGMONT CO. DEVELOPER/BUILDER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - WINDSOR, CO - SINCE 02/202INVESTMENT RELATED. DURING TRADE HRS. *NEXUS CUSTOM HOMES, LLC - 2491 FOUNTAIN GREENS PL, A-6, GRAND JUNCTION CO 81505. OWNER - REAL ESTATEDEVELOPMENT, CONSTRUCTION AND SALES - GRAND JUNCTION, CO - SINCE 07/2019 - INVESTMENT RELATED. DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-09 |
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