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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-01
TX RA APPROVED 2024-09-10
  • OK RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-09-10

Branch Locations

416 W 15Th Street Suite D, Building 500, Edmond, OK 73034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St Paul MN 08/2002 11/2017
Securian Financial Services, Inc St Paul MN 08/2002 11/2017
Securian Advisors Midamerica Edmond OK 01/2015 11/2017
Cetera Advisors Denver CO 11/2017 11/2022
Cambridge Investment Research, Inc. Fairfield IA 11/2022 Present
Cambridge Investment Research Advisor, Inc. Fairfield IA 11/2022 Present
  • 08/2002 → 11/2017
    Minnesota Life
    St Paul, MN
  • 08/2002 → 11/2017
    Securian Financial Services, Inc
    St Paul, MN
  • 01/2015 → 11/2017
    Securian Advisors Midamerica
    Edmond, OK
  • 11/2017 → 11/2022
    Cetera Advisors
    Denver, CO
  • 11/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2022 → Present
    Cambridge Investment Research Advisor, Inc.
    Fairfield, IA
Previous Registrations
  • 2017-11-13 → 2022-11-28
    Cetera Advisors Llc
    Edmond, OK
    Stillwater, OK
  • 2004-10-28 → 2017-11-16
    Securian Financial Services, Inc.
    Edmond, OK
    Shawnee, OK
    Tulsa, OK
    Cedar Rapids, IA
Other Businesses

1) UTICA CAPITAL / 1360 Fretz Drive, Edmond OK / 11/2022 / INVESTMENT ADVISOR REPRESENTATIVE, DBA / INV REL / 160 HR/MO - 120 HR TRADING 2) BROOKS & BANKS LLC / 1360 Fretz DRive, Edmond OK / 11/2022 / OWNER / NIR / 5 HR/MO - 0 HR TRADING 3) BRYNDON MANZER / 5108 Wheatley Way, Edmond OK / 11/2022 / BROADCASTER / NIR / 20 HR/MO - 0 HR TRADING 4) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-12
S63 Uniform Securities Agent State Law Examination 2002-10-01
  • S65 Uniform Investment Adviser Law Examination
    2004-07-12
  • S63 Uniform Securities Agent State Law Examination
    2002-10-01

View on SEC IAPD

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