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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-21
KS RA APPROVED 2009-04-16
MO RA APPROVED 2009-04-16
  • TX RA
    APPROVED_RES
    Since 2009-04-21
  • KS RA
    APPROVED
    Since 2009-04-16
  • MO RA
    APPROVED
    Since 2009-04-16

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Overland Park, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Leawood KS 04/2009 Present
Previous Registrations
Other Businesses

(1) WOODSTONE PROPERTIES, LLC; ADDRESS: 8008 W 144TH PLACE, OVERLAND PARK, KS; 66223; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 01/15/2011; CAPACITY: OWNER-PASSIVE; DUTIES: I OWN A RENTAL HOUSE IN THE LLC; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) WOODSTONE PROPERTIES 2, LLC; ADDRESS: 8008 W 144TH PLACE, OVERLAND PARK, KS; 66223; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 01/15/2011; CAPACITY: OWNER-PASSIVE; DUTIES: I OWN A RENTAL HOUSE IN THE LLC; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) WOODSTONE PROPERTIES 3, LLC; ADDRESS: 8008 W 144TH PLACE, OVERLAND PARK, KS; 66223; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 01/15/2011; CAPACITY: OWNER-PASSIVE; DUTIES: I OWN A RENTAL HOUSE IN THE LLC; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (4) WOODSTONE PROPERTIES 4, LLC; ADDRESS: 8008 W 144TH PLACE, OVERLAND PARK, KS; 66223; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 01/15/2011; CAPACITY: OWNER-PASSIVE; DUTIES: I OWN A RENTAL HOUSE IN THE LLC; HOURS DEVOTED PER WEEK: 1.25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK:0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-31
  • S66 Uniform Combined State Law Examination
    2002-10-31

View on SEC IAPD

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