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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-11 |
| TX | RA | APPROVED | 2024-09-10 |
Branch Locations
7815 N. Palm Suite 220, Fresno, CA 93711 • United States
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financial Services, Inc. | Minot | ND | 12/2003 | 01/2017 |
| Lpl Financial, Llc | Fresno | CA | 06/2024 | 09/2024 |
| Lpl Financial, Llc | Fresno | CA | 01/2017 | Present |
| Shaeffer Private Wealth Management | Fresno | CA | 09/2024 | Present |
| Perennial Legacy Insurance Solutions | Fresno | CA | 09/2024 | Present |
1. 01/23/2017 - SHAEFFER RANCH, LLC/ BUSINESS OWNER/ 1%/ CLOVIS, CA 2. 01/23/2017 - DEVIN SHAEFFER/ NON-VARIABLE INSURANCE/ 1%/ FRESNO, CA 3. 09/11/2023 - Entertainment- Music performance, manager - Business Owner - Not Investment Related - Home Based - Start Date 09/01/2023 - 5 Hours per Month/ 0 Hours During Trading 4. 09/16/2024 - Shaeffer Private Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 100 Hours Per Month/ 40 Hours During Trading 5. 09/16/2024 - Perennial Investment Advisors LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 100 Hours Per Month/ 40 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors LLC, an independent investment advisor firm. I started this business activity in 09/2024. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 09/19/2024 - Shaeffer Private Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/05/2024 - 160 Hours Per Month/ 100 Hours During Trading 7. 09/19/2024 - Perennial Legacy Insurance Solutions - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 10 Hours Per Month/ 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-20 |
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