Shawn Philip Berthelot

Current Employers

Employment History

• 12/2008 → 01/2021
  Td Ameritrade
  Charlotte, NC
• 04/2021 → 03/2023
  Citizens Securities, Inc.
  Fairlawn, OH
• 01/2021 → 04/2021
  Unemployed
  Macedonia, OH
• 03/2023 → 05/2024
  Citizens Securities, Inc
  Fairlawn, OH
• 05/2024 → Present
  Avantax Planning Partners
  Macedonia, OH
• 05/2024 → 09/2025
  Avantax Investment Services
  Macedonia, OH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Kingwood, TX
• 12/2025 → Present
  Western Reserve Business Consulting
  Macedonia, OH

Previous Registrations

• 2021-04-19 → 2024-05-14
  Citizens Securities, Inc.
  Fairlawn, OH
• 2008-12-15 → 2021-01-11
  Td Ameritrade, Inc.
  Charlotte, NC
  Orange Village, OH
• 2008-12-15 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Charlotte, NC
  Beachwood, OH
  Orange Village, OH
• 2008-09-15 → 2008-09-23
  Banc Of America Investment Services, Inc.
  Charlotte, NC
• 2004-12-13 → 2008-08-20
  Natcity Investments, Inc.
  Mayfield Heights, OH
  Cleveland, OH
  Lyndhurst, OH
• 2002-11-12 → 2003-09-08
  Ameriprise Financial Services, Llc
  Woodmere, OH

Other Businesses

1) NAME OF OTHER BUSINESS: WESTERN RESERVE BUSINESS CONSULTING; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SMALL BUSINESS CONSULTING SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2-4; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE SWOT ANALYSIS, BUSINESS MODEL REFINEMENT, ORGANIZATION AND ROLE STRUCTURE, GROETH AND ROADMAPS, DAY TO DAY MANAGEMENT;

Exams

• S66 Uniform Combined State Law Examination
  2003-04-22