Shant Thomasian

Employer firm

Tcw Investment Management Company LLC CRD 106546

$38.8B regulatory AUM 8,937 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO MANAGEMENT FOR WRAP FEE PROGRAMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Tcw Funds Distributor
  Los Angeles, CA
• 01/2016 → Present
  Tcw Llc
  Los Angeles, CA

Previous Registrations

• 2008-10-09 → 2009-08-05
  J.P. Morgan Securities Llc
  Los Angeles, CA
• 2007-07-26 → 2008-10-07
  Lehman Brothers Inc.
  New York, NY
  Los Angeles, CA
• 2005-03-07 → 2007-07-31
  Neuberger Berman Bd Llc
  Los Angeles, CA
  New York, NY
  Los Angeles, CA
• 2003-09-16 → 2004-08-25
  Citicorp Investment Services
  Studio City, CA
• 2002-11-06 → 2003-10-02
  Ubs Financial Services Inc.
  Woodland Hills, CA

Exams

• S66 Uniform Combined State Law Examination
  2002-11-05

Designations

• Chartered Financial Analyst