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Shant Thomasian

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-28
  • CA RA
    APPROVED
    Since 2023-02-28

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcw Funds Distributor Los Angeles CA 01/2011 Present
Tcw Llc Los Angeles CA 01/2016 Present
  • 01/2011 → Present
    Tcw Funds Distributor
    Los Angeles, CA
  • 01/2016 → Present
    Tcw Llc
    Los Angeles, CA
Previous Registrations
  • 2008-10-09 → 2009-08-05
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 2007-07-26 → 2008-10-07
    Lehman Brothers Inc.
    New York, NY
    Los Angeles, CA
  • 2005-03-07 → 2007-07-31
    Neuberger Berman Bd Llc
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
  • 2003-09-16 → 2004-08-25
    Citicorp Investment Services
    Studio City, CA
  • 2002-11-06 → 2003-10-02
    Ubs Financial Services Inc.
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-05
  • S66 Uniform Combined State Law Examination
    2002-11-05
Designations

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
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