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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-07-01
TX RA APPROVED_RES 2015-08-17
CA RA APPROVED 2010-10-12
  • NV RA
    APPROVED
    Since 2026-07-01
  • TX RA
    APPROVED_RES
    Since 2015-08-17
  • CA RA
    APPROVED
    Since 2010-10-12

Branch Locations

9245 Laguna Springs Dr Ste 200, Elk Grove, CA 95758-7991 • United States

Las Vegas, NV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sacramento CA 10/2010 03/2020
Ameriprise Financial Services, Llc Elk Grove CA 03/2020 Present
Previous Registrations
  • 2007-09-19 → 2010-10-19
    Wells Fargo Investments, Llc
    Sacramento, CA
    Sacramento, CA
    Elk Grove, CA
    Elk Grove, CA
    Elk Grove, CA
    Davis, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
  • 2005-09-30 → 2007-09-17
    Banc Of America Investment Services, Inc.
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
    North Highlands, CA
    Sacramento, CA
    Roseville, CA
    Roseville, CA
    Sacramento, CA
  • 2003-01-16 → 2005-10-03
    Morgan Stanley Dw Inc.
    San Jose, CA
Other Businesses

Real Estate Ownership; Single Family; 879 woodside lane Unit 2 sacramento, ca 95825, ,; ; . Independent Insurance Brokering; the Standard; 01/19/2021; Group. Outside Employment; Ebay; owner - Buy and sell baseball cards and sports memorabilia; ; 1933 Bastona Dr, , Elk Grove, CA, 95758; Not Investment-Related; 07/18/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-25
  • S66 Uniform Combined State Law Examination
    2002-10-25
Other Names
  • Justin Elliott
  • Justin Michael Elliott

View on SEC IAPD

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