Mary Miller Fazio

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-05-28
TX	RA	APPROVED	2024-05-23

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Oppenheimer & Co. Inc.	New York	NY	04/2004	05/2018
Jpmorgan Chase Bank, N.A.	New York	NY	06/2018	10/2020
Jpmorgan Securities Llc	New York	NY	06/2018	10/2020
Miller 809 East Evans Llc	Brigantine	NJ	03/2005	10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	04/2021	05/2024
Unemployed	Roswell	GA	10/2020	04/2021
Bank Of America, N.A.	Atlanta	GA	05/2021	05/2024
Morgan Stanley Smith Barney Llc	Atlanta	GA	05/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2024	Present

04/2004 → 05/2018

Oppenheimer & Co. Inc.

New York, NY
06/2018 → 10/2020

Jpmorgan Chase Bank, N.A.

New York, NY
06/2018 → 10/2020

Jpmorgan Securities Llc

New York, NY
03/2005 → 10/2020

Miller 809 East Evans Llc

Brigantine, NJ
04/2021 → 05/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
10/2020 → 04/2021

Unemployed

Roswell, GA
05/2021 → 05/2024

Bank Of America, N.A.

Atlanta, GA
05/2024 → Present

Morgan Stanley Smith Barney Llc

Atlanta, GA
07/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-24
S63	Uniform Securities Agent State Law Examination	2000-02-14

Other Firms