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Vincent Mario Pecora

Morgan Stanley

Morristown, NJ

CRD 4576994

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • NJ RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Morristown NJ 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Morristown, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Morristown, NJ
    Fairfield, NJ
  • 2004-02-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Fairfield, NJ
    Fairfield, NJ
Other Businesses

*187292- VMP Auto Inc.; Investment related: Yes; west orange, New Jersey; Automotive/Transportation ; Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2013; During business hours: 0; After business hours: 0; my father owns bnusness i am on for contenuity only *685369- Vinmar Holdings LLC; Investment related: Yes; Towaco, New Jersey; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 1; After business hours: 3; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-02
  • S66 Uniform Combined State Law Examination
    2003-12-02
Other Names
  • Vincent Mario Pecora
  • Vincent Mario Pecora Ii
  • Vincent Mario Pecora
  • Vincent Mario Pecora Ii

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