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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-13
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2021-09-13
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

55 W. Jericho Turnpkie, Huntington Station, NY 11746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Huntington Station NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Huntington Station NY 02/2010 Present
  • 10/2012 → Present
    Huntington Station, NY
  • 02/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Huntington Station, NY
Previous Registrations
  • 2010-02-25 → 2012-10-01
    Chase Investment Services Corp.
    Huntington Station, NY
    Huntington, NY
    Huntington, NY
    Huntington Station, NY
    Great Neck, NY
  • 2009-06-01 → 2010-02-17
    Melville, NY
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Melville, NY
  • 2006-09-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Melville, NY
  • 2004-10-20 → 2006-09-18
    Banc Of America Investment Services, Inc.
    Melville, NY
    Bethpage, NY
    Bethpage, NY
  • 2003-03-05 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/15/2019 ADDRESS: 185 SAYVILLE, NY. DETAILS: Passive rental income INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-26
  • S66 Uniform Combined State Law Examination
    2002-11-26

View on SEC IAPD

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