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Sarah Jane Hautman

Northwestern Mutual Investment Services, LLC

Leawood, KS

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-01-29
  • MO RA
    APPROVED
    Since 2014-01-29

Branch Locations

5251 W 116Th Pl Ste 300, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2010 Present
Matthew Melton Kansas City MO 12/2013 Present
Northwestern Mutual Investment Services, Llc Kansas City MO 12/2013 Present
Previous Registrations
  • 2008-05-30 → 2008-07-24
    Raymond James & Associates, Inc.
    Cincinnati, OH
  • 2007-02-22 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-12
S63 Uniform Securities Agent State Law Examination 2003-02-03
  • S66 Uniform Combined State Law Examination
    2007-02-12
  • S63 Uniform Securities Agent State Law Examination
    2003-02-03
Other Names
  • Sarah Jane Hautman
  • Sarah Jane Works

View on SEC IAPD

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