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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-07-14
TX RA APPROVED_RES 2007-10-26
NJ RA APPROVED 2002-10-29
  • MT RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2007-10-26
  • NJ RA
    APPROVED
    Since 2002-10-29

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 05/2002 Present
Bank Of America,N.A. Paramus NJ 06/2011 Present
Previous Registrations
  • 2005-12-09 → 2005-12-16
    Banc Of America Investment Services, Inc.
    Glen Rock, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-25
  • S66 Uniform Combined State Law Examination
    2002-10-25
Other Names
  • Seth Hillman

View on SEC IAPD

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