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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-22 |
| MO | RA | APPROVED | 2009-06-01 |
Branch Locations
St. Peters, MO • United States
7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Clayton | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2018 | Present |
*617047 - N/A; Investment Related - Yes; St Charles, Missouri; Rental Property; property owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 1; Property Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-04 |
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