Rodney Duff Turner

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2014 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2011-06-10 → 2014-07-24
  Lpl Financial Llc
  Tecumseh, MI
• 2006-01-05 → 2011-06-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ann Arbor, MI

Other Businesses

1) RODNEY D. TURNER, PO BOX 21141, 83 MONTEREY CIR, SEDONA, AZINDEPENDENT INSURANCE AGENT, 7/2014 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 1 HR/WK - 1/TRADING. 2) WEST POINT FINANCIAL GROUP LLC, PO BOX 21141, 83 MONTEREY CIR, SEDONA, AZ, 7/16/2014 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NOT INVESTMENT RELATED. DEVOTES 2 HOURS/WEEK, 2 HOURS DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) PFLAG SEDONA/VERDE VALLEY, PO BOX 20033, SEDONA, AZ, BOARD MEMBER OF A NON-PUBLIC ENTITY, 09/08/20, NIR, 4/MO-0/TRADING 5) SUSAN AND RODNEY TURNER, 83 Monterey Cir, Sedona, AZ, 11/2021, Owner, Real Estate Rental Property, NIR, 5 HR/MO, 0 HR/MO Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-31
• S63 Uniform Securities Agent State Law Examination
  2002-10-17

Other Names

• Rod Turner