Best Investors
Account
Sign in
Best Investors
Account
Sign in
60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-08 |
| AZ | RA | APPROVED | 2021-12-10 |
Branch Locations
1101 W Washington St, Tempe, AZ 85281 • United States
Gilbert, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2011 | 05/2019 |
| Bank Of America, N.A. | Chandler | AZ | 07/2011 | 05/2019 |
| Unemployed | Gilbert | AZ | 05/2019 | 12/2019 |
| Griffin Capital Securities, Llc | Phoenix | AZ | 12/2019 | 07/2021 |
| U.S. Bancorp Advisors, Llc | Tempe | AZ | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-09 |
| S66 | Uniform Combined State Law Examination | 2007-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-02 |
Reach out to this advisor