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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-02-12 |
| TX | RA | APPROVED | 2026-02-10 |
| VT | RA | APPROVED | 2026-02-10 |
Branch Locations
180 Battery St Ste 300, Burlington, VT 05401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | South Burlington | VT | 07/2013 | 02/2026 |
| Wells Fargo Clearing Services, Llc ( | Burlington | VT | 02/2026 | Present |
BTV Outpost LLC, Burlington / ChittendenVT United States-05401, Sole proprietorship, Real Estate, Real estate holding company, Proprietor / owner, Management of property, Start date-7/30/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-01 |
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