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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-02-03
  • TX RA
    APPROVED
    Since 2003-02-03

Branch Locations

1314 E Sonterra Blvd Bldg 4 Ste 401, San Antonio, TX 78258 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Antonio TX 06/2002 03/2020
Ameriprise Financial Services, Llc San Antonio TX 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 4433 N Stanton Q359, , El Paso, TX, 79902; Not Investment-Related; 01/02/2017 / Office Building; 1314 E. Sonterra Blvd Bldg 4 Ste 401, , San Antonio, TX, 78258; Not Investment-Related; 12/31/2016. Business Ownership; AGIZG, LLC; Co-owner; To manage the day to day operations of my practice.; 23214 Inspirada, , San Antonio, TX, 78261; Not Investment-Related; 06/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Bont Management LLC; A membership interest of 2.5% in the Sonterra Office Building.; This info was added in the Real Estate Ownership section, but I was advised by my compliance officer to add in this section as well. I am a 2.5% owner of the Sonterra office builder which is owned by BONT. Amendment: I no longer help with the office management duties. Another Advisor now handles within our office.; 1314 E Sonterra Blvd Bldg 4, Suite 401, , San Antonio, TX, 78258; Investment-Related; 12/31/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-16
  • S66 Uniform Combined State Law Examination
    2002-09-16
Designations
Other Names
  • Tony Garcia
  • Anthony Garcia

View on SEC IAPD

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