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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-05-24
  • TX RA
    APPROVED
    Since 2010-05-24

Branch Locations

4200 Westheimer Rd Suite 100, Houston, TX 77027 • United States

1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Sugarland TX 05/2010 Present
Charles Schwab Bank Sugarland TX 05/2010 Present
Previous Registrations
  • 2005-07-06 → 2010-05-05
    Chase Investment Services Corp.
    Richmond, TX
    Sugar Land, TX
    Sugarland, TX
    Houston, TX
    Sugarland, TX
    Sugarland, TX
  • 2004-08-13 → 2005-07-06
    Banc One Securities Corporation
    Sugar Land, TX
  • 2003-05-28 → 2004-07-01
    Houston, TX
  • 2002-11-28 → 2003-04-10
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-27
  • S66 Uniform Combined State Law Examination
    2002-11-27
Other Names
  • Maria Selene Zaguirre Bastes
  • Selene Bastes Argao

View on SEC IAPD

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