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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-03-05
  • NJ RA
    APPROVED
    Since 2014-03-05

Branch Locations

500 Campus Dr, Florham Park, NJ 07932 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glenrock NJ 12/2013 Present
Bank Of America, N.A. Florham Park NJ 12/2013 Present
Previous Registrations
Other Businesses

I*2244276, Entity Type: , Name of OBA: F A B , Address: Beach Haven , New Jersey, 08008, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 13-Mar-2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 2000-02-23
  • S65 Uniform Investment Adviser Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    2000-02-23
Other Names
  • Matthew N Brogan
  • Matthew Neil Brogan

View on SEC IAPD

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