Best Investors Account Sign in
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
MA RA APPROVED 2019-01-25
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • MA RA
    APPROVED
    Since 2019-01-25

Branch Locations

7-57 Wells Avenue Suite 21, Newton, MA 02459 • United States

Medfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Waltham MA 09/2005 01/2019
Commonwealth Financial Network Waltham MA 01/2019 Present
Other Businesses

1. Fixed insurance sales, as an Agent; As of 06/20/2018; Approximately 2% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. President and Owner, Planet On The Web; Located in Dover, MA; As of 02/08/2000; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 3. Owner, RCH Partners, LLC, a private entity est. for the purpose of collecting rental income and paying rent; As of 01/17/19; 1% time spent during business hours; Not conducted at branch; Not investment related. 4. Owner, RCH Advisors, LLC; a private entity established to facilitate advisory business; as of 1/21/2022; 0% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-04
  • S66 Uniform Combined State Law Examination
    2002-12-04

View on SEC IAPD

More in Newton, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor