Sean Patrick Riley

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2003-02-27

ME RA
APPROVED

Since 2003-02-27

Branch Locations

Cumberland Foreside, ME • United States

215 Foreside Rd, Falmouth, ME 04105-1726 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Boston	MA	08/2002	03/2020
Ameriprise Financial Services, Llc	Falmouth	ME	03/2020	Present

08/2002 → 03/2020

Ameriprise Financial Services, Inc.

Boston, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Falmouth, ME

Other Businesses

Real Estate Ownership; Multi-Family; 3009 Alpine StreetCarrabassett Valley, ME 04947, ,; Not Investment-Related; 03/01/2019.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-04

S66 Uniform Combined State Law Examination

2002-11-04

Other Names

Sean Patrick Riley

View on SEC IAPD