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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-11-16
  • CO RA
    APPROVED
    Since 2022-11-16

Branch Locations

Denver, CO • United States

4845 Pearl East Circle Offices 4, 20, 21 And 23, Boulder, CO 80301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Greenwood Village CO 04/2015 09/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 09/2022
Strategic Advisers Llc Greenwood Village CO 04/2015 07/2018
Tiaa Boulder CO 09/2022 Present
Tiaa-Cref Individual & Institutional Services, Llc Boulder CO 09/2022 Present
Previous Registrations
Other Businesses

TRAVIS MAYBERRY POSITION: Landlord NATURE: My wife and I have a rental property at the above listed address. We are simply acting as landlords. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2024 ADDRESS: 1081 Leyden St, Denver CO 80220, United States DESCRIPTION: Acting as Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-12
  • S66 Uniform Combined State Law Examination
    2001-07-12

View on SEC IAPD

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