Richard Lee Wagner

Current Employers

Employment History

• 10/2003 → Present
  Balanced Advisors, Inc
  Salt Lake City, UT
• 09/2006 → 12/2023
  Vonderharr Wagner Associates, Llc
  Salt Lake City, UT
• 10/2010 → 07/2023
  Independent Financial Group, Llc
  San Diego, CA
• 10/2021 → Present
  Valued Wealth Advisors, Llc
  Holladay, UT
• 01/2023 → Present
  Interwise Tax, Llc
  Holladay, UT
• 09/2023 → Present
  Chauner Securities Inc
  Northbrook, IL

Previous Registrations

• 2011-11-03 → 2023-07-17
  Independent Financial Group, Llc
  San Diego, CA
  Holladay, UT
• 2008-11-18 → 2012-12-19
  Valued Wealth Advisors, Llc
  Salt Lake City, UT
• 2005-09-20 → 2008-11-18
  Omni Investment Advisors Inc
  Salt Lake City, UT
• 2003-12-15 → 2005-09-20
  Stone Hill Advisory Services Inc.
  Salt Lake City, UT
• 2003-01-06 → 2005-08-16
  Osaic Wealth, Inc.
  Salt Lake City, UT

Other Businesses

(1) ADP POSITION: Agent/Representative NATURE: Referral Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2014 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: INDEPENDENT REPRESENTATIVE THROUGH ADP PAYROLL SERVICES PROVIDING PAYROLL REFERRALS. (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of CSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2016 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: UT INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (3) VALUED WEALTH ADVISORS, LLC POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 10/25/2021 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: 100% owner of SEC registered investment adviser. (4) INTERWISE, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/10/2023 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: DBA name for Valued Wealth Advisors, LLC. (5) RMW CAPITAL, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2003 ADDRESS: 2774 Delsa Drive, Holladay UT 84124, United States DESCRIPTION: 100% OWNER OF RMW CAPITAL, LLC PERSONAL INVESTMENTS. (6) WAGNEC, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/29/2018 ADDRESS: 2774 DELSA DRIVE, HOLLADAY UT 84124, United States DESCRIPTION: Rent office condo to advisory business after purchase. Also owns investments in marketable securities. (7) INTERWISE TAX, LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/09/2023 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: Tax and Accounting services. (8) Balanced Advisors Inc. POSITION: President NATURE: Holding Company for Valued Wealth Advisors DBA Interwise, outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 10/25/2021 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: 100% owner of SEC registered investment adviser. (9) OFFICE SUITES UTAH POSITION: Owner NATURE: Office Space Rental Club INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/2025 ADDRESS: 3115 East Lion Lane Ste 160, Holladay, UT 84121, United States DESCRIPTION: 100% OWNER OF RMW CAPITAL, LLC which owns Office Suites Utah. Office Suites Utah is an office space club that service as the leasing agent for properties owned by RMW Capital, LLC.

Exams

• S66 Uniform Combined State Law Examination
  2002-09-17