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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2002-11-27
  • WA RA
    APPROVED
    Since 2002-11-27

Branch Locations

201 Ne Park Plaza Dr Ste 166, Vancouver, WA 98684-5808 • United States

201 Ne Park Plaza Dr Ste 166, Vancouver, WA 98684-5808 • United States

Camas, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vancouver WA 09/2005 03/2020
Ameriprise Financial Service, Llc Vancouver WA 12/2002 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Vancouver, WA
  • 12/2002 → Present
    Ameriprise Financial Service, Llc
    Vancouver, WA
Other Businesses

Real Estate Ownership; Commercial; Limon Panama, , Pimon, , , PAN; Not Investment-Related; 01/01/2006 / Lot/Land; Limon Panama, , Limon, , , PAN; Investment-Related; 01/01/2006.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-25
  • S66 Uniform Combined State Law Examination
    2002-11-25

View on SEC IAPD

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