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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2019-02-15
TX RA APPROVED 2019-02-14
  • NM RA
    APPROVED
    Since 2019-02-15
  • TX RA
    APPROVED
    Since 2019-02-14

Branch Locations

7310 Remcon Circle, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc El Paso TX 04/2016 Present
Independent Financial Partners El Paso TX 06/2017 02/2019
Independent Advisor Alliance, Llc El Paso TX 02/2019 Present
Previous Registrations
Other Businesses

1. 5/23/2016: RJ Wealth Management - DBA for LPL Business - Investment Related - At Reported Business Location(s) - Started 05/16/16 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 2/20/2019 - Independent Advisor Alliance - DBA: (Hybrid) RJ Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/13/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 2/20/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/20/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 02/13/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 2/20/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 04/17/2024 - Real Estate Rental - Owner - Investment Related - Horizon City, TX - Start Date 05/05/2014 - 5 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-23
  • S66 Uniform Combined State Law Examination
    2002-10-23
Other Names
  • Bob Ybaben
  • Robert Ybaben

View on SEC IAPD

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