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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
VA RA APPROVED 2020-07-13
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • VA RA
    APPROVED
    Since 2020-07-13

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

1800 Tysons Blvd. Suite 360, Mclean, VA 22102 • United States

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Arlington VA 08/2002 01/2018
Raymond James Financial Services, Inc. Washington DC 01/2018 05/2022
Steward Partners Global Advisory, Llc Mclean VA 01/2018 Present
Steward Partners Investment Advisory, Llc Mclean VA 01/2018 Present
Steward Partners Investment Solutions, Llc Mclean VA 05/2022 Present
Previous Registrations
Other Businesses

1) Steward Partners Investment Advisory LLC Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA Nature of the Business: Independent RIA Position/Title: Independent RIA Investment Related: Yes Start Date: 01/18/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Client Administrative Manager 2) 38NorthStudio LLC Address: 109R Park Ave, Falls Church, VA. Activity Type: Other Position/Title: Bookkeeper Investment Related: No Start Date: 08/26/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Perform general bookkeeping duties for a local small music studio owned by advisor Sarah Marks.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-18
S63 Uniform Securities Agent State Law Examination 2002-10-18
  • S65 Uniform Investment Adviser Law Examination
    2007-04-18
  • S63 Uniform Securities Agent State Law Examination
    2002-10-18
Other Names
  • Vera Christina Wegendt
  • Vera Christina Reich

View on SEC IAPD

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