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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-09 |
| VA | RA | APPROVED | 2020-07-13 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1800 Tysons Blvd. Suite 360, Mclean, VA 22102 • United States
Alexandria, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Arlington | VA | 08/2002 | 01/2018 |
| Raymond James Financial Services, Inc. | Washington | DC | 01/2018 | 05/2022 |
| Steward Partners Global Advisory, Llc | Mclean | VA | 01/2018 | Present |
| Steward Partners Investment Advisory, Llc | Mclean | VA | 01/2018 | Present |
| Steward Partners Investment Solutions, Llc | Mclean | VA | 05/2022 | Present |
1) Steward Partners Investment Advisory LLC Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA Nature of the Business: Independent RIA Position/Title: Independent RIA Investment Related: Yes Start Date: 01/18/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Client Administrative Manager 2) 38NorthStudio LLC Address: 109R Park Ave, Falls Church, VA. Activity Type: Other Position/Title: Bookkeeper Investment Related: No Start Date: 08/26/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Perform general bookkeeping duties for a local small music studio owned by advisor Sarah Marks.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-18 |
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