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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-14 |
| NH | RA | APPROVED | 2004-05-20 |
Branch Locations
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2010-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bedford | NH | 05/2004 | Present |
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2009 | Present |
1. 3/3/2010: NORTHEAST PLANNING ASSOCIATES, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/29/2010: NORTHEAST PLANNING ASSOCIATES - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR DBA - TIME SPENT 10% - FEE FOR SERVICE FINANCIAL PLANNING. 3. 2/1/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/26/2021 - 5 Hours Per Month/1 Hour During Securities Trading - Offering non-variable insurance through various firms.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-28 |
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