Robert Franklin Warwick

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 06/2018
  Financial Network Investment Corporation
  El Segundo, CA
• 07/2018 → 02/2020
  Fountain Financial Assoicates, Inc.
  Wilmington, NC
• 10/2015 → 06/2018
  Rsm Us Llp
  Wilmington, NC
• 02/2020 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC

Previous Registrations

• 2018-08-02 → 2020-03-30
  Fountain Financial Associates, Inc.
  Wilmington, NC
• 2006-01-19 → 2008-12-18
  Cetera Wealth Services, Llc
  Wilmington, NC
• 2003-07-23 → 2004-12-31
  Coastal Investment Advisors Inc
  Wilmington, NC
• 2001-12-31 → 2003-07-23
  Cetera Wealth Services, Llc
  Wilmington, NC

Other Businesses

1) Cape Fear Memorial Foundation, Investment-Related: No., Address: 2508 Independence Boulevard Suite 200 Wilmington, NC 28412, Nature: private, non-operating foundation funding the health and medical needs of people in Southeastern North Carolina. Position/Title: Member, Board of Directors, Start: 1995, Hours/Month: 1, Hours during Market Hours: 0, Duties: serve on board. 2) Don Watson Foundation, Investment-Related: No., Address: 2508 Independence Boulevard Suite 200 Wilmington, NC 28412, Nature: North Carolina non-profit corporation whose purpose is to support charitable, religious, scientific, and educational institutions, Position/Title: Member, Board of Directors & Treasurer, Start: 1995, Hours/Month: 1, Hours during Market Hours: 0 Duties: serve on board 3) Bruce Barclay Cameron Foundation, Investment-Related: No. Address: none, Nature: 501©(3) non-profit foundation in Wilmington, NC whose mission is: Support local community arts and historical preservation as well as education, Position/Title: Member, Board of Directors, Start: 1995, Hours/Month: 1, Hours during Market Hours: 0, Duties: serve on board 4) RFW Consulting, LLC Investment-Related: No. Address: private residence Nature: tax and CPA consulting. Position/Title: Owner Start: 4/1/2018 Hours/Month: 30 Hours during Market Hours: 30 5) Betel Foundation, Investment-Related: No. Address: private residence, Nature: North Carolina Domestic Non-Profit Corporation filed on July 6, 2006. It raises funds for Betel International based in Madrid, Spain. Betel is a non-profit Christian Community for men, women and families affected by drug and alcohol addiction and homelessness. Position/Title: Treasurer, Start: 8/5/2006, Hours/Month: 1, Hours during Market Hours: 0, Duties: raise funds to support Betel International based in Madrid, Spain Executor for the Hugh MacRae Estate, start 10/08/2018

Designations

• Personal Financial Specialist