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Knights Of Columbus Asset Advisors LLC CRD 174129
$30.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Columbus Plaza, New Haven, CT 06510 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-11-10 |
| SC | RA | APPROVED | 2022-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Greenville | SC | 10/2007 | 05/2022 |
| Charles Schwab Bank | Greenville | SC | 10/2007 | 05/2022 |
| Knights Of Columbus Asset Advisors Llc | Greenville | SC | 06/2022 | Present |
(1) St. Mary Magdalene Church | not investment related | Simpsonville, South Carolina | start date 01/01/2020 | member, finance committee | help parish council in planning, budgeting and implementing parish activities and projects | less than 5 hours per month | none during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-05 |
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