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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
2107 N. First Street Suite 310, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Fremont | CA | 06/2002 | Present |
| Rental Property | Milpitas | CA | 07/2010 | 12/2022 |
| Transamerica Financial Advisors, Inc | Fremont | CA | 01/2012 | Present |
| Ihss - In-Home Supportive Services | Milpitas | CA | 02/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc IHSS - IN-HOME SUPPORTIVE SERVICES / no / POSITION: Provider NATURE: Provide In-Home Support to elderly INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2025 ADDRESS: 36 Homme Way, Milpitas CA 95035, United States DESCRIPTION: This is a state program for provider like myself to provide In-Home Support to elder family members because they have difficulty taking care certain tasks themselves. I will be the main provider to provide support to the elderly in the family such as helping with grocery, laundry, household chores...etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-28 |
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