Todd Mitchell Harris

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2004-10-06 → 2011-07-26
  Mml Investors Services, Llc
  Houston, TX
  Houston, TX
• 2003-09-24 → 2004-09-07
  Osaic Fa, Inc.
  Houston, TX

Other Businesses

1) PANGAEA SOLUTIONS, INC., 4805 Linden St., Bellaire TX 77401, United States, 09/2003, Owner, Insurance/Benefits/Human Resources, NIR, 80 HR/MO - 80 HR/MO TRADING 2) SAGE SETTLEMENTS, 11044 RESEARCH BLVD, STE D-230, AUSTIN, TX, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/03/19, NIR, 2/M0- 2/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/22/2011 4) HOUSTON CAPITAL PARTNERS, 1710 State Street, Houston TX 77007, United States, 07/2011, Investment Advisor Representative, DBA Name, NIR, 80 HR/MO - 80 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2003-09-23