James Virgil Willis

Employer firm

Beacon Bay Asset Management LLC CRD 142207

$32.7M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Beacon Bay Asset Management Llc

Peoria, AZ • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01
AZ	RA	APPROVED	2013-04-10
TX	RA	APPROVED	2006-12-07

CA RA
APP_PEND_IARCE

Since 2026-01-01
AZ RA
APPROVED

Since 2013-04-10
TX RA
APPROVED

Since 2006-12-07

Branch Locations

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Beacon Bay Asset Management Llc	Peoria	AZ	11/2006	Present

11/2006 → Present

Beacon Bay Asset Management Llc

Peoria, AZ

Previous Registrations

2005-05-12 → 2006-12-31

Frontline Advisors

Dallas, TX
2002-10-16 → 2005-05-17

A. G. Edwards & Sons, Inc.

Denton, TX

Other Businesses

CONDUCT EDUCATIONAL ONLY SEMINARS ON HOW TO CREATE INCOME FROM A PORTFOLIO USING CREDIT SPREADS ON INDEXES. THE SEMINARS ARE CONDUCTED IN VARIOUS CITIES AND REQUIRE A FEE FOR ADMISSION AND ARE SCHEDULED ON WEEKENDS. NO CONFLICT WITH EXISTING BUSINESS AT BEACON BAY ASSET MGMT LLC.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-15

S66 Uniform Combined State Law Examination

2002-10-15

View on SEC IAPD