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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

743 North Hwy 67, Cedar Hill, TX 75106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 06/2019 04/2026
Bank Of America Dallas TX 01/1995 06/2019
Cetera Investment Services Llc Saint Cloud MN 06/2026 Present
Cetera Investment Advisers Llc Cedar Hill TX 06/2026 Present
Regions Bank Cedar Hill TX 05/2026 Present
Previous Registrations
  • 2020-09-14 → 2026-04-17
    New York, NY
    Dallas, TX
    Fort Worth, TX
    Albany, NY
    Las Vegas, NV
    New York, NY
    Fort Worth, TX
    Dallas, TX
    Boston, MA
    Atlanta, GA
    Charlotte, NC
    Dallas, TX
    Dallas, TX
    New York, NY
    Dallas, TX
    Weston, FL
    Midlothian, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-11
  • S66 Uniform Combined State Law Examination
    2020-09-11
Other Names
  • Christina Brewer
  • Christina Fernandez

View on SEC IAPD

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