Jeffrey Daniel Meares

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2009-08-06
TX	RA	APPROVED	2009-07-31

LA RA
APPROVED

Since 2009-08-06
TX RA
APPROVED

Since 2009-07-31

Branch Locations

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Baton Rouge	LA	07/2009	Present

07/2009 → Present

Lpl Financial Llc

Baton Rouge, LA

Previous Registrations

2006-10-03 → 2009-08-04

Ameriprise Financial Services, Llc

Baton Rouge, LA

Prairieville, LA

Other Businesses

1. 1/17/2020 - Assurance Financial - Investment Related - 4884 Bluebonnet Blvd, Baton Rouge, La 70809 - Mortgage/Real Estate Services - Started 09/23/2019 - 30 Hours Per Month/2 Hours During Securities Trading - Providing loan origination.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-07-12

S66 Uniform Combined State Law Examination

2005-07-12

View on SEC IAPD