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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-26 |
Branch Locations
3360 Jimmy Johnson Blvd, Port Arthur, TX 77642-6308 • United States
Orange, TX • United States
3650 N Major Dr Ste D, Beaumont, TX 77713 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 12/2010 | 08/2021 |
| Bbva Wealth Solutions Inc. | Port Neches | TX | 02/2011 | 08/2021 |
| Bbva Securities Inc. | Port Neches | TX | 05/2013 | 08/2021 |
| Compass Bank | Birmingham | AL | 12/2010 | 08/2021 |
| Acadian Builders, Llc | Orange | TX | 04/2004 | Present |
| Beach Body | Orange | TX | 03/2018 | Present |
| Pnc Investments | Beaumont | TX | 08/2021 | 09/2022 |
| Ameriprise Financial Services, Llc | Port Arthur | TX | 09/2022 | Present |
Real Estate Ownership; Commercial; 5094 W. Round Bunch Road, , Orange, TX, 77630; Not Investment-Related; 10/03/2022 / Commercial; 5512 Moss Lane, , Orange, TX, 77632; Not Investment-Related; 10/03/2022. Business Ownership; Acadian Builders/Acadian Pools; President in name only-this is my husband's business; Home Builder/Cabinet business/Custom pool builder; 5094 W. Roundbunch Road, , Orange, TX, 77630; Not Investment-Related; 04/03/2004; 0 hours per month; 0 during trading hours. Board of Directors; Family Services of Southeast Texas; President; 3550 Fannin Street, , Beaumont, TX, 77701; Not Investment-Related; 01/02/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Book Baby Publishing; Author - Children's book author-Beatrice the Frugal Fairy; ; 5155 Morrison Circle, , Orange, TX, 77630; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Mary Kay; Mary Kay consultant for discount on makeup; 5155 Morrison Circle, , Orange, TX, 77630; Not Investment-Related; 04/03/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-13 |
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