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Current Employers
Cary Street Partners

901 East Byrd Street Suite 1001, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-07
MD RA APPROVED 2026-01-05
NY RA APPROVED 2026-01-02
TX RA APPROVED_RES 2024-12-06
NC RA APPROVED 2019-01-10
VA RA APPROVED 2007-06-22
  • PA RA
    APPROVED
    Since 2026-01-07
  • MD RA
    APPROVED
    Since 2026-01-05
  • NY RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED_RES
    Since 2024-12-06
  • NC RA
    APPROVED
    Since 2019-01-10
  • VA RA
    APPROVED
    Since 2007-06-22

Branch Locations

1000 Winchester St Suite 300, Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cary Street Partners Llc Fredericksburg VA 06/2007 Present
  • 06/2007 → Present
    Cary Street Partners Llc
    Fredericksburg, VA
Previous Registrations
Other Businesses

1. Sophiola. President/Owner. Fredericksburg, VA. Does not exercise control over entity's assets. Business created with his wife around his child's artwork. SEP/OCT 2017. 5-10 hours devoted to activity per month. 15-30 non-market hours. 2. Virginia Museum of Fine Arts Charitable Advisors Committee, Is Not Investment Related, Museum Ambassador, Charitable Advisor Committee Member,2019-11-18,1 hours per month,0 hours per month during trading hours, No Compensation, To advocate and be an ambassador for VMFA 3. Name: National Down Syndrome Congress Investment-related: yes ,Business Nature: National Civil Rights Disability Group; Position: Board Chair; Start Date: July, 2026 Hrs per month: 3; Hrs per month trading: 0 hours; Description: go over budgets, organization priorities, etc. 4. Other Business Name: Rappahannock Goodwill Industrials, Inc; Address: 4701 Market Street, Fredericksburg, VA 22408; Investment-Related? Yes, but does not manage assets; Nature of the Other Business: Foundation/Charitable; Position at Other Business: Board Member/Finance Committee member; Title at Other Business: Board Member; Relationship with Other Business: No; Start Date of your Relationship: 01/01/2024-01/01/2025; Will be providing Investment Advice as part of Role?: No; Will be involved in the handling of the entity's funds, securities, investments, or like?: No; Approximate Hours/Month devoted to other business: 4; Number of Hours devoted to other business during securities trading hours: 2; Will you be compensated for the OBA?: No; Description of duties related to other Business: Board Member and also serve on Finance Committee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2002-11-01

View on SEC IAPD

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