Michael A. Sullivan

Employer firm

Sullivan Haymaker CRD 332055

$3.70M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Sullivan Haymaker

Indianapolis, IN • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-09-11

IN RA
APPROVED

Since 2025-09-11

Branch Locations

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Indianapolis	IN	12/2010	Present
Sullivan Ii, Michael A. Dba Sullivan Haymaker	Indianapolis	IN	06/2024	Present

12/2010 → Present

Lpl Financial Llc

Indianapolis, IN
06/2024 → Present

Sullivan Ii, Michael A. Dba Sullivan Haymaker

Indianapolis, IN

Previous Registrations

2010-12-17 → 2025-09-12

Lpl Financial Llc

Indianapolis, IN

San Diego, CA

Indianapolis, IN
2005-06-10 → 2011-01-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

Indianapolis, IN
2002-10-28 → 2005-07-08

Ubs Financial Services Inc.

Indianapolis, IN

Other Businesses

1. 06/26/2025 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/14/2025 - 10 Hours Per Month/ 10 Hrs During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-25

S66 Uniform Combined State Law Examination

2002-10-25

View on SEC IAPD