Karen Elizabeth Van Voorhis

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-11-01

MA RA
APPROVED

Since 2021-11-01

Branch Locations

Natick, MA • United States

101 Longwater Circle Ste 203, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kestra Financial Services, Inc.	Austin	TX	04/2016	02/2017
Lion Street Advisors	Newton	MA	02/2017	11/2018
Daniel J. Galli & Associates	Norwell	MA	01/2019	Present
Ameritas Investment Corp	Lincoln	NE	02/2019	11/2021
Sapers & Wallack, Inc.	Newton	MA	10/2012	11/2018
Ameritas Advisory Services, Llc	Lincoln	NE	11/2021	Present

04/2016 → 02/2017

Kestra Financial Services, Inc.

Austin, TX
02/2017 → 11/2018

Lion Street Advisors

Newton, MA
01/2019 → Present

Daniel J. Galli & Associates

Norwell, MA
02/2019 → 11/2021

Ameritas Investment Corp

Lincoln, NE
10/2012 → 11/2018

Sapers & Wallack, Inc.

Newton, MA
11/2021 → Present

Ameritas Advisory Services, Llc

Lincoln, NE

Previous Registrations

2019-03-05 → 2021-11-01

Ameritas Investment Company, Llc

Norwell, MA

Lincoln, NE

Freeport, NY
2017-02-06 → 2018-12-27

Lion Street Advisors, Llc

Newton, MA
2016-05-16 → 2017-02-02

Kestra Advisory Services, Llc

Newton, MA
2015-06-24 → 2016-05-11

Kestra Investment Services, Llc

Newton, MA
2011-09-26 → 2015-05-18

Lexington Wealth Management, Inc.

Lexington, MA
2005-01-03 → 2010-05-03

Calibre Advisory Services Inc.

Waltham, MA
2002-03-07 → 2004-12-16

Tanager Financial Services Inc

Waltham, MA

Other Businesses

Daniel J. Galli & Associates; same as branch; inv rel; financial services, financial planning, investment management; Employee; start date=01/2019; hrs/mo=160; trading hrs/mo=160; assist with client meetings, planning and presentations * PFE Group; 153 Cordaville Rd Ste 230, Southborough MA 01772; inv rel; provide financial education and counselling to corporate clients of United Capital and PFE; Educator; start date=06/2019; hrs/mo=10; trading hrs/mo=5; present proprietary education workshops to employees of corporations that contract with PFE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-29

S65 Uniform Investment Adviser Law Examination

2002-01-29

Designations

Certified Financial Planner

Other Names

Karen E. Van Voorhis
Karen Sitts

View on SEC IAPD