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43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2016-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penobscot Financial Advisors | Bangor | ME | 12/2012 | 11/2016 |
| Mid Atlantic Capital Corporation | Bangor | ME | 04/2014 | 11/2016 |
| Mid Atlantic Financial Management, Inc. | Pittsburgh | PA | 04/2014 | 07/2017 |
| Lpl Financial, Llc | Bangor | ME | 11/2016 | Present |
| Northeast Planning Associates, Inc. | Bangor | ME | 11/2016 | Present |
1. 11/2/2016: Craig Grover - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Life Insurance and Fixed Annuities - 0 Hrs/Mth - 0 Hrs During Trading -Time Spent 3% Time Spent 2. 11/15/2016: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/1/2016 - 150 Hours Per Month/7 Hours During Securities Trading - Time Spent 90%. 3. 11/16/2016: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/1/2016 - 150 Hours Per Month/7 Hours During Securities Trading - Time Spent 90%. 4. 07/12/2023 - No Business Name - Investment Related - Fort Myers, FL - Real Estate Rental - Start Date 06/01/2023 - 0 Hours Per Month/ During Trading 5. 03/12/2024 - Acadia Wealth Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/1/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 6) 08/21/2025 - Acadia Private Wealth - Investment Related - DBA for LPL Business (entity for LPL business) -At Reported Business Location(s) - Start Date:08/01/2025 - 24 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-22 |
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