Matthew David Lewis

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-08-29

OH RA
APPROVED

Since 2024-08-29

Branch Locations

Malvern, OH • United States

3333 Massillon Rd Ste 110, Akron, OH 44312 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New Philadelphia	OH	11/2012	11/2016
Wells Fargo Clearing Services, Llc	New Philadelphia	OH	11/2016	08/2024
Ameriprise Financial Services Llc	Akron	OH	08/2024	Present

11/2012 → 11/2016

Wells Fargo Advisors Llc

New Philadelphia, OH
11/2016 → 08/2024

Wells Fargo Clearing Services, Llc

New Philadelphia, OH
08/2024 → Present

Ameriprise Financial Services Llc

Akron, OH

Previous Registrations

2012-11-08 → 2024-08-28

Wells Fargo Clearing Services, Llc

New Philadelphia, OH
2012-10-01 → 2012-11-08

J.P. Morgan Securities Llc

Uhrichsville, OH

New Philadelphia, OH
2007-07-05 → 2012-10-01

Chase Investment Services Corp.

New Philadelphia, OH

Uhrichsville, OH

Newcomerstown, OH

Uhrichsville, OH

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-03
S63	Uniform Securities Agent State Law Examination	2002-10-11

S66 Uniform Combined State Law Examination

2007-07-03
S63 Uniform Securities Agent State Law Examination

2002-10-11