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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-09-27 |
| CA | RA | APPROVED | 2010-04-27 |
| TX | RA | APPROVED_RES | 2004-06-10 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
370 17Th St, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 07/1999 | Present |
| Bank Of America, N.A. | Walnut Creek | CA | 08/2014 | Present |
I*1163267, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: San Francisco, California 94107, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 02/01/2023, No Hours: 5, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-14 |
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