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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-04 |
| ID | RA | APPROVED | 2019-08-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Coeur D'ALene | ID | 01/2015 | Present |
(1) 01/21/2015: CHRISTIANSEN WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1635 FOXTRAIL DRIVE, LOVELAND, CO 80538 - START 01/02/2015 - 40 HR/MO ALL DURING SECS TRDG HRS 2). 06/18/2019 - Amare Global - Investment related - At reported business location(s) - Outside/W-2 Employment - start date:06/24/2019 - 4 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-08 |
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