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Michael Beric Christiansen

LPl Financial LLC

Coeur D'ALene, ID

CRD 4071891

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-04
ID RA APPROVED 2019-08-08
  • TX RA
    APPROVED
    Since 2024-01-04
  • ID RA
    APPROVED
    Since 2019-08-08

Branch Locations

Coeur D'ALene, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Coeur D'ALene ID 01/2015 Present
Previous Registrations
Other Businesses

(1) 01/21/2015: CHRISTIANSEN WEALTH MANAGEMENT, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1635 FOXTRAIL DRIVE, LOVELAND, CO 80538 - START 01/02/2015 - 40 HR/MO ALL DURING SECS TRDG HRS 2). 06/18/2019 - Amare Global - Investment related - At reported business location(s) - Outside/W-2 Employment - start date:06/24/2019 - 4 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-08
  • S66 Uniform Combined State Law Examination
    2000-02-08
Other Names
  • Michael B. Christiansen

View on SEC IAPD

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