Brian Joseph Lockett

Current Employers

Employment History

• 01/2002 → Present
  Comprehensive Wealth Management, Llc
  Lynnwood, WA
• 11/2013 → Present
  Independent Finacial Group Llc
  Lynwood, WA

Previous Registrations

• 2004-06-22 → 2008-04-28
  Geneos Wealth Management, Inc.
  Lynnwood, WA
  Lynnwood, WA
  Englewood, CO

Other Businesses

(1) WASHINGTON STATE UNIVERSITY FOUNDATION POSITION: Volunteer NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2014 ADDRESS: 23013 3rd Ave SE, Bothell WA 98021, United States DESCRIPTION: MEMBER OF WASHINGTON STATE UNIVERSITY FOUNDATION BOARD OF DIRECTORS (2) B&S LOCKETT, INC POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2006 ADDRESS: 3500-188th Street Sw, Suite 102, Lynnwood WA 98037, United States DESCRIPTION: 50% BUSINESS OWNER OF B&S LOCKETT, INC (3) COMPREHENSIVE WEALTH MANAGEMENT, LLC POSITION: VP, Lead Advisor NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 150 START DATE: 01/02/2002 ADDRESS: 3500-188th Street Sw, Suite 102, Lynnwood WA 98037, United States DESCRIPTION: OWNER OF COMPREHENSIVE WEALTH MANAGEMENT, LLC A REGISTERED INVESTMENT ADVISOR OFFERING ADVISORY SERVICES (4) ASSOCIATION OF FINANCIAL EDUCATORS POSITION: Volunteer NATURE: Teaching/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/24/2023 ADDRESS: WA 12345, United States DESCRIPTION: Workshops focused on financial topics.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-21

Designations

Other Names

• Brian J. Lockett